Chase Investments Services

Sep 13th, 2015

Permanently Barred: Advisor Cecilia Le at J.P. Morgan Securities Steals Client Money

Cecilia Carolyn Hang Minh Le of Santa Ana, California was permanently barred from “acting as a broker or otherwise associating with firms that sell securities to […]
May 26th, 2015

Chase Financial Advisor Steals $24,014 From Investor

Louis James Deeley (“Deeley”) in Santa Rosa, California has been banned from the securities industry for stealing $24,014 from an investor. Deeley forged the customer’s signature […]