Oct 6th, 2014

Woodland Hills Stockbroker Convicted of Mortgage Fraud

Sally “Sonia” Samaris of TransAmerica Financial Advisers was recently convicted of several felonies related to mortgage fraud. Charges include felony grand theft and felony home equity […]
Oct 1st, 2014

Monterey Park Stockbroker Barred from Securities Industry for Promoting Ponzi Scheme

Toni “Tong” Chen, a former TransAmerica stockbroker, was barred by FINRA from the securities industry for failure to cooperate in an investigation into his involvement in […]