Exchange-Traded Funds (ETFs)

Nov 13th, 2016

ProEquities Financial Advisors Sold ETFs Without Proper Supervision

If you are having second thoughts about an alternative ETF sold to you by a ProEquities financial advisor, there may be good reasons! ProEquities recently paid […]
Nov 12th, 2015

Philip Dunwoody Cox of Bluestone Wealth Planning Suspended for Creating False Financial Records

The Financial Industry Regulatory Authority (FINRA) recently suspended Mr. Cox from associating with any broker-dealer for three months due to his conduct at Sterne Agee. According […]