Hornor, Townsend & Kent

Sep 13th, 2015

John M. Saad Permanently Barred After Falsifying Expense Reports

John Michael Elias Saad of Atlanta, Georgia was recently barred “from acting as a broker or otherwise associating with firms that sell securities to the public.” […]
Jun 10th, 2015

Financial Advisor In Lansdale, Pennsylvania Borrows Investor Money

Robert Forest Held Jr., a financial advisor formerly employed with Hornor Townsend & Kent Inc. (“HTK”), has been suspended and fined for borrowing funds from a […]
Nov 7th, 2014

Bellevue Registered Representative Barred From Securities Industry For Inaccurate Life Insurance Applications and Hiding His Federal Tax Liens

Sean Howell of Hornor, Townsend & Kent was recently barred from the securities industry. According to FINRA, Mr. Howell submitted inaccurate life insurance applications to his […]