TransAmerica Financial Advisors

Sep 23rd, 2015

Transamerica in hot water for sales of non-traded REITs and BDCs

Transamerica Financial was recently fined $85,000 and ordered to pay restitution of over $50,000 to customers for overcharging them on sales of non-traded REITS and BDCs […]
Nov 10th, 2014

Financial Advisor in San Jose Barred for Pushing Unsuitable Variable Universal Life Policies on Unsophisticated Investors.

Angelo Xagoraris of TransAmerica Financial Advisors was recently barred from the securities industry for violation of FINRA’s suitability and other rules. Mr. Xagoraris sold variable universal […]
Oct 6th, 2014

Woodland Hills Stockbroker Convicted of Mortgage Fraud

Sally “Sonia” Samaris of TransAmerica Financial Advisers was recently convicted of several felonies related to mortgage fraud. Charges include felony grand theft and felony home equity […]
Oct 1st, 2014

Monterey Park Stockbroker Barred from Securities Industry for Promoting Ponzi Scheme

Toni “Tong” Chen, a former TransAmerica stockbroker, was barred by FINRA from the securities industry for failure to cooperate in an investigation into his involvement in […]