IFS Securities, Inc.

Jan 16th, 2017

IFS Securities Financial Advisor Richard Cody Secretly Empties Investors’ Retirement Accounts, SEC Alleges

Imagine that you have woken up every day for eight years enjoying your secure retirement. Then, one day, you learn that the retirement portfolio you thought […]
Nov 18th, 2016

IFS Securities Failed to Conduct Proper Due Diligence on PGC, FINRA Finds

  According to settlement papers signed with the Financial Industry Regulatory Authority (FINRA), the Chief Compliance Officer (CCO) for IFS Securities failed to conduct adequate due […]
Apr 21st, 2015

Atlanta Broker-Dealer Pays for Charging Customers Excessive Markups on Corporate Bonds

IFS Securities, Inc. (“IFS Securities” or the “firm”) of Atlanta, Georgia was censured and fined for selling corporate bonds to its customers with unreasonable markups given […]