UnionBanc

Jun 1st, 2015
Published by Jeremy Hyndman at Jun 1st, 2015
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Los Angeles Financial Advisor Makes Excessive Commissions With Unauthorized Trades

Armen Bahadourian, formerly registered with UnionBanc, has been fined $10,000 for violating FINRA rules, and must pay back $6,880.75 in disgorgement of wrongly earned commissions. Bahadourian […]
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Apr 28th, 2015
Published by Jeremy Hyndman at Apr 28th, 2015
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Financial Advisor In Santa Barbara Falsifies Investors’ Signatures

Gregory Bolduc (“Bolduc”), a financial advisor formerly with UnionBanc Investment Services, has been fined and suspended for falsifying investor signatures. Bolduc photocopied the original signatures, and […]
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