Stealing Customer Information

May 21st, 2015
Published by Jeremy Hyndman at May 21st, 2015
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Charles Schwab Investment Advisor Suspended for Stealing Confidential Customer Information

Sadeer Thomas Jamil of Commerce, Michigan, was suspended from the securities industry. He took over 150 pictures of his customer’s “nonpublic personal information,” and moved the […]
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May 21st, 2015
Published by Jeremy Hyndman at May 21st, 2015
Categories

Midlothian, Texas Financial Advisor Discloses Confidential Investor Information

Raymond Leslie Boykin (Boykin or the “Firm”), a financial advisor formerly with AAEC Equities Corporation (“AAEC”), has been reported to FINRA for taking confidential customer information […]
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