Investment Firms

Jan 29th, 2016
Published by Jeremy Hyndman at Jan 29th, 2016
Categories

VGTEL Update: Financial Advisors Who Helped Ed Durante a/k/a Ted Wise Commit Securities Fraud Arrested By FBI – Abida Khan, Christopher Cervino, And Larry Werbel Behind Bars

According to the Federal Bureau of Investigation, three financial advisers who allegedly participated in the VGTEL pump-and-dump scheme orchestrated by Edward Durante a/k/a Ted Wise have […]
Do you like it?0
0 Read more
Jan 11th, 2016
Published by Jeremy Hyndman at Jan 11th, 2016
Categories

Update on SEC Lawsuit against James Torchia and Credit Nation Capital: January 7 Hearing on Motion for Preliminary Injunction

Let’s cut to the chase: The Court has not ruled on the SEC’s motion for a preliminary injunction and will not do so until February. The […]
Do you like it?0
0 Read more
Dec 23rd, 2015
Published by Jeremy Hyndman at Dec 23rd, 2015
Categories

Al Doherty of Citigroup’s San Ramon Office Punished For Improperly Taking Money From Elderly Investor

Allison “Al” Taiye Doherty will have some extra time on her hands after receiving a four month suspension from the securities industry. According to the Financial […]
Do you like it?0
0 Read more
Dec 23rd, 2015
Published by Jeremy Hyndman at Dec 23rd, 2015
Categories

Denny P. Darmodihardjo of Rockwell Global Suspended From Securities Industry For Unsuitable, Excessive Trading

The Financial Industry Regulatory Authority (FINRA) recently took the rare step of filing an enforcement action against an individual broker for mistreating a customer. As a […]
Do you like it?0
0 Read more
Dec 23rd, 2015
Published by Jeremy Hyndman at Dec 23rd, 2015
Categories

VGTel Investment Fraud By Edward Durante aka Ted Wise Scams Over Fifty Investors Of $11 Million In Pump-And-Dump Scheme

Many investors in VGTel are learning that the man who they met as Ted Wise is not who he claimed to be, and that their investments […]
Do you like it?0
0 Read more
Dec 11th, 2015
Published by Jeremy Hyndman at Dec 11th, 2015
Categories

Investor F.A.Q.s About S.E.C. Lawsuit Against Jim Torchia and Credit Nation Alleging Ponzi Scheme For Sale Of Viaticals And Promissory Notes

Many investors have contacted us regarding a lawsuit filed by the U.S. Securities Commission against James “Jim” Torchia, Credit Nation, and affiliated entities. We wrote an […]
Do you like it?0
0 Read more
Dec 2nd, 2015
Published by Jeremy Hyndman at Dec 2nd, 2015
Categories

Massive Ponzi Scheme And Life Settlement Scam By James Torchia of Credit Nation Raises Investment Fraud To A Whole New Level In Canton, Georgia

According to a complaint recently filed by the Securities & Exchange Commission (SEC) in the U.S. District Court for the Northern District of Georgia, tens of […]
Do you like it?0
0 Read more
Nov 27th, 2015
Published by Jeremy Hyndman at Nov 27th, 2015
Categories

Integrated Trading And Investments Financial Advisor Wayne Thaler Overcharged Clients in Metter, Georgia

A Georgia financial advisor, Wayne Thaler, has been barred from the brokerage industry for three months for charging inflated commissions on the sale of penny stocks. […]
Do you like it?0
0 Read more
Nov 27th, 2015
Published by Jeremy Hyndman at Nov 27th, 2015
Categories

OneAmerica Financial Advisor Brantly Chavis Jr. Steals At Least $25,000 From Customer In Aliso Viejo

A OneAmerica broker in Aliso Viejo, California, has been permanently barred from the brokerage industry for conduct that can only be described as shocking. While working […]
Do you like it?0
0 Read more
Nov 25th, 2015
Published by Jeremy Hyndman at Nov 25th, 2015
Categories

Edward Jones Financial Advisor Bernard Parker Faces Criminal Charges For Operating Ponzi Scheme in Indiana, Pennsylvania

Bernard Parker stole investor money to remodel his house, but now it looks like he will be living in a federal penitentiary. According to the Securities […]
Do you like it?0
0 Read more
Prev page
12345678910111213141516
Next page